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Location: Edinburgh, Scotland (Office-Based)
Salary: 40,000 - 60,000 (plus benefits, depending on experience)
Are you a skilled professional with experience in compliance and paraplanning, looking for a flexible role that offers growth and progression? A prominent firm in Edinburgh is seeking a versatile individual to join their team in a unique hybrid position, with a blend of compliance and paraplanning responsibilities.
About the Role:
This role offers a balanced focus on compliance and paraplanning duties, allowing for flexibility and the opportunity to shape your career path. For individuals at the Compliance Assistant level, we offer a starting salary around 40,000. For more experienced professionals with Compliance Officer responsibilities, including SM16 and SM17, a competitive salary of approximately 60,000 is available.
As the role develops, there may be an opportunity to transition into a full-time compliance position, making this an ideal opportunity for those interested in advancing their compliance career.
Key Responsibilities:
- Split time between compliance and paraplanning duties to support the firm's objectives
- Ensure compliance with industry regulations and internal standards
- Conduct research, prepare reports, and provide support on financial planning recommendations
- Assist in the development and maintenance of compliance policies and procedures
- Oversee record-keeping and ensure documentation aligns with regulatory standards
What We Offer:
- Competitive salary ranging from 40,000 to 60,000 depending on experience and qualifications
- Comprehensive benefits package
- Opportunity for career development into a full-time compliance role
- Supportive and dynamic working environment in a reputable firm
About You:
Applicants must have a minimum Level 4 Diploma and relevant experience in compliance and/or paraplanning, ideally within an Independent Financial Adviser (IFA) environment. This role is suited to individuals ready to take on responsibility and grow within a hybrid position, with a keen interest in the compliance field.
