Risk and Compliance Manager

Do you have legal compliance experience and are looking for an exciting role as a Risk and Compliance Manager? Have you had a legal career and are looking for something a bit different and a new challenge? Then this exciting opportunity could be the role for you!

Our fantastic client in Farnborough is looking for someone with a proactive mindset to come and join the team as a Risk and Compliance Manager. This is an exciting role for someone who has a passion for driving efficiency through automation and process improvements. The ideal candidate would be someone who can provide a best-in-class internal risk and compliance function who has great SRA and FCA compliance model experience.

This role is fully office based and a permanent position based in Farnborough working 9-5:30pm. The salary on offer is between £70,000-£80,000 DOE.

What will I be doing in the Risk and Compliance Manager role?

• Risk and compliance management with knowledge of SRA and FCA compliance models
• Review, monitoring and updates of firm’s policies & procedures
• Providing a best in class internal risk and compliance function
• Performance of the day to day tasks delegated by the COLP, COFA, DPO, Complaints / Claims officer and MLRO.
• Assisting staff with conduct questions (e.g. conflicts) and reporting
• Assisting staff with Anti Money Laundering questions and reporting
• Complaints and claims risk management
• Practicing certificate renewals
• Performance of file verifications and associated follow ups
• Compliance record keeping, monitoring and reporting
• Running new starter compliance sessions and embedding good practice
• Creation and delivery of bespoke compliance training for staff
• Compliance audits and General compliance awareness activities.

What skills and experience is needed for the Risk and Compliance Manager role.

• 5 years experience in legal or financial services risk and compliance management
• Risk or compliance based qualification
• Up to date knowledge of risk and compliance requirements in the legal profession
• Great communication skills
• Fantastic attention to detail

Benefits for this fantastic role include:

• 25 Days holiday
• Bonus scheme
• Pension - up to 5%
• Access to online employee discount platform
• Sociable team including month end drinks
• Life assurance
• Healthcare benefits including online GP access
• Annual service awards
• Employee Assistance programme

Does this Risk and Compliance Manager role seem like the perfect role for you? Then please do APPLY NOW!!!