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The Company
This innovative FinTech company operates a global investment marketplace for retail investors, focusing on tokenization opportunities. They aim to democratise access to investing, capital raising, and community building, with a strong presence in Europe.
The Role
The Head of Compliance & MLRO will lead the compliance and AML team, develop compliant solutions, and act as a key point of contact for regulatory matters. This role offers exposure to all business areas and relevant regulations, with a focus on innovative financial services.
Key Responsibilities:
- Develop innovative, compliant solutions alongside Business Development and Product Teams
- Manage compliance and financial crime prevention, ensuring FCA rule adherence
- Lead the Compliance and AML team, setting strategy and optimising control frameworks
- Maintain relationships with regulatory bodies and oversee regulatory projects
- Collaborate with Product, Design, and Engineering Teams to ensure compliant product development
Required knowledge and experience:
- A seasoned compliance professional with at least 3 years in leadership within private equity and / or crypto
- Strong knowledge of money laundering laws, FCA requirements for investment and crypto asset businesses
- Experience in building and maintaining robust control environments
- Excellent communication skills and ability to influence non-compliance professionals
- Genuine interest in the changing landscape of investments and crypto assets regulation
If you're an experienced compliance professional seeking a challenging role in a dynamic FinTech environment, apply now
Applicants must be located and eligible to work in the UK without sponsorship.
Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website.
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