HOME BASED Compliance & Governance Opportunity!Are you looking for a rewarding role that allows you to work from the comfort of your own home? �?Join my client in providing crucial regulatory support to advisers and principals. Your responsibilities will involve supporting firms to oversee processes, systems, and controls to ensure compliance. ????In this role, you will play a key part in identifying any issues, offering constructive feedback to advisers, and implementing action plans to resolve and minimise risks effectively. ??Ideal candidates will hold a diploma and possess experience in an IFA/Restricted network environment, preferably within a supervisory or oversight role.???�????�?This home-based position offers an attractive salary and benefits package, including a non-contributory pension scheme. ??�??Take the next step in your career today!
Back to searchCompliance & Governance Assessor
Phoenix Talent Partners
Posted 2 days ago, valid for 2 days
Leeds, West Yorkshire LS14 1DZ
Full Time
Retirement Plan
In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.
Sonic Summary
- This home-based Compliance & Governance opportunity involves providing regulatory support to advisers and principals.
- Key responsibilities include overseeing processes, systems, and controls to ensure compliance while identifying issues and implementing action plans.
- Ideal candidates should have a diploma and experience in an IFA/Restricted network environment, preferably in a supervisory or oversight role.
- The position offers an attractive salary along with a benefits package that includes a non-contributory pension scheme.
- Candidates are encouraged to take the next step in their career by applying for this rewarding role.
