HOME BASED Compliance & Governance Opportunity!Are you looking for a rewarding role that allows you to work from the comfort of your own home? ??Join my client in providing crucial regulatory support to advisers and principals. Your responsibilities will involve supporting firms to oversee processes, systems, and controls to ensure compliance. ????In this role, you will play a key part in identifying any issues, offering constructive feedback to advisers, and implementing action plans to resolve and minimise risks effectively. ??Ideal candidates will hold a diploma and possess experience in an IFA/Restricted network environment, preferably within a supervisory or oversight role.??????????This home-based position offers an attractive salary and benefits package, including a non-contributory pension scheme. ?????Take the next step in your career today!
Back to searchCompliance & Governance Assessor
Phoenix Talent Partners
Posted 16 hours ago, valid for 14 days
Leeds, West Yorkshire LS14 1DZ
Full Time
Retirement Plan
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Sonic Summary
- This is a home-based Compliance & Governance opportunity that allows you to work from home while providing regulatory support to advisers and principals.
- The role involves overseeing processes, systems, and controls to ensure compliance and identifying issues to implement action plans for risk minimization.
- Candidates should have a diploma and experience in an IFA/Restricted network environment, ideally in a supervisory or oversight role.
- The position offers an attractive salary and benefits package, including a non-contributory pension scheme.
- Ideal candidates will have at least a few years of relevant experience in the field.
