Home
Leeds
Policy manager
Senior Compliance Officer Policy

Senior Compliance Officer Policy

Broadgate Search Ltd

Posted 8 hours ago, valid for 23 days

Leeds, West Yorkshire LS14 1DZ

£40,000 - £48,000 per annum

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

The Senior Compliance Officer position in Leeds offers a salary range of £50,000 to £55,000 and supports the Compliance Policy Manager.
The role involves drafting policies and procedures, overseeing internal controls, and researching compliance regulations.
Candidates should have specific advisory or policy compliance experience and knowledge of regulations in a Financial Services environment, preferably in Wealth or Investment management.
A relevant compliance qualification or experience in the Financial Services Industry is preferred.
The position is hybrid, allowing for a mix of remote and in-office work.

Senior Compliance Officer

Leeds - £50-55k - Hybrid

This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.

Responsibilities

Drafting policy & procedure
Oversight of internal controls (process of testing, operating etc.)
Research various compliance regulations/topics
Assist in response to risk incidents

Your Profile

Specific advisory/policy compliance experience
Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management)
Preferred: relevant compliance qualification or FSI

Apply here for more details!

Apply now in a few quick clicks

Senior Compliance Officer Policy

Environmental & Sustainability Manager

Fraud Strategy Manager

Compliance Specialist Monitoring