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Compliance Associate - Wealth Management.
£45-50K + Package
9 month contract
Client - A leading International Wealth Manager who provides Wealth and Investment Management Advice to HNW private clients often with complex multi-jurisdictional requirements. They manage over £3 billion in AUM for private clients who have UK & International ties from the London office.
Role - Working as part of the Compliance Team you will be involved in a range of duties including.
• Maintaining Compliance registers.
• Assist with the completion of the FCA & SEC compliance monitoring plan.
• Conduct AML testing
• Help develop compliance testing procedures across the business.
• Complete reporting and document results of compliance testing.
• Work constructively with departments to analyse and remedy testing results.
• Maintain compliance task workflow.
• Assist with regulatory returns and compliance reporting duties
Candidate - The ideal candidate will have compliance experience working in a similar role within the financial services sector and have knowledge of UK regulations, monitoring and AML testing experience. Preferably you will have worked in a strong team-oriented compliance department and will be able to communicate clearly across the team and wider company.
For more information and a full job description please contact Richard Garbett
