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Head of Compliance Monitoring Contract

Eames Consulting
Posted 6 hours ago, valid for 9 days
Location

London, Greater London EC1R 0WX

Salary

£800 - £35 per day

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • A leading asset management business is seeking a Head of Compliance Monitoring for a 6-month contract role.
  • The position offers a salary of up to £800 per day (Inside IR35) and requires hybrid work based in London with some travel to South West England.
  • The role involves managing teams focused on compliance monitoring and implementing new initiatives to enhance performance.
  • Candidates should have significant experience in compliance monitoring, particularly within financial services, and should have led a 2nd line function.
  • Knowledge of regulatory frameworks such as SYSC, SIP, and COBS is also essential for this position.

Head of Compliance Monitoring

6 month contract

Up to £800 per day (Inside IR35)

Hybrid London, UK Travel South West England

Job Description

A leading asset management business is looking for a Head of Compliance monitoring to join up on a contractor basis. The business is going through a significant period of change driven from the top down and they are looking to overhaul their compliance and risk function. This role is a team lead role where you would come in and manage teams focused on thematic monitoring and targeted distribution. You would be responsible for reviewing and streamlining the existing processes and designing and implementing new initiatives to improve performance in the compliance monitoring space.

We are looking for a senior contractor with a number of years of experience with compliance monitoring. To be a good fit for this contract you should have experience with most of the following:

  • Financial services experience
  • Compliance monitoring
  • Experience leading a 2nd line function
  • Reg knowledge SYSC, SIP and Cobs

This is a 6 month contract with a day rate on offer around £800 per day (Inside IR35), there is hybrid work required based out of London and South West England some travel is expected with the contract. If this role sounds of interest please apply with an up to date copy of your CV.

Eames Consulting is acting as an Employment Business in relation to this vacancy.

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.