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Compliance analyst

Finlink Ltd
Posted 16 hours ago, valid for 10 days
Location

London, Greater London EC1R 0WX

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Analyst position offers a salary of up to £60k and requires candidates to have 5+ years of experience in compliance within an asset management organization.
  • The role involves reporting directly to the compliance director and supporting a growing department.
  • Key responsibilities include ensuring adherence to laws and regulations, designing and updating compliance policies, and conducting internal audits.
  • The business is an award-winning asset management firm with 20 years of experience, serving a diverse range of clients.
  • This position allows for remote working with occasional travel to London and includes additional benefits to be confirmed.

Compliance Analyst

Up to £60k

Remote working (Occasional London Travel)

This role is best suited to those with 5+ years’ experience within Compliance for an Asset Management organisation, relevant industry qualifications desirable. You will be reporting directly to the compliance director, supporting a growing department of a large organisation. Salary up to £60k.

The Role

Within the role you will be ensuring the company follows the relevant laws, regulations and policies. Your responsibilities will include designing, updating and implementing compliance policies and procedures, monitoring activities on Multi Asset OEIC/Model Portfolio service/white-labelled platform, overseeing regulatory changes, conducting internal audits to assess effectiveness of compliance program including reporting back to compliance director as well as always promoting a compliance first culture.

The Business

The business is an award-winning asset management firm who have been in operation for 20 years, catering to all investment solutions for trusts, charities, corporate products and private clients, offering portfolios and their own funds.

The Benefits

  • Salary up to £60k
  • Remote working
  • Full benefits to be confirmed

If you think this is of interest to you, then the next step is to apply. Don’t worry, the application is simple, just attach your CV along with your basic contact details and we’ll do the rest.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.