Back to search
A leading Commodities Broker in London is looking for an experienced Compliance Manager to join their team.
Key Responsibilities:
Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).
Oversee and guide the compliance monitoring plan.
Provide timely front-office compliance advice on trading and regulatory matters.
Lead compliance training, including SMCR certification and KYC policy updates.
Maintain and refine compliance policies, procedures, and regulatory reporting.
Key Requirements:
Strong knowledge of commodities derivatives markets (base metal).
In-depth understanding of LME regulatory requirements.
Experience with OTC commodities and FX markets.
Expertise in EMIR, MiFID II, SMCR, IFPR, and Dodd-Frank.
Practical application of FCA regulations, including COBS, SYSC, MAR, and SUP
