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Compliance Manager

Finitas
Posted 9 hours ago, valid for 23 days
Location

London, Greater London EC1R 0WX

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Manager position is available with a growing London market broker, offering a salary between £75,000 and £90,000 depending on experience.
  • This newly created role will report directly to the Chief Operating Officer and will involve supporting governance and compliance development within the organization.
  • The role encompasses a wide range of compliance responsibilities, including policy embedding, regulatory projects, financial crime, and risk management.
  • Candidates must have a minimum of 5 years of compliance experience, with in-depth knowledge of Lloyd's regulations and wholesale insurance practices.
  • The position requires excellent communication skills and offers the opportunity for autonomy and significant exposure to senior stakeholders.

Compliance Manager | London Market Broker | London/WFH | £75 - 90,000 (doe)

Finitas are delighted to be partnering with a growing London market broker in their search for a Compliance Manager. This is a newly created role due to good company growth and you will be reporting into the Chief Operating Officer working in a standalone compliance role.

You will be supporting the COO with governance and embedding and developing compliance within the business. This is a wide ranging role which will cover all aspects of compliance - embedding policies & procedures, providing compliance advice & guidance, regulatory projects, financial crime, training, risk management, delegated authority and more.

Experience requirements:

  • In-depth knowledge of compliance regulations specific to Lloyd's and the London Market.
  • Minimum 5 years experience compliance experience.
  • Must have strong working knowledge of wholesale insurance practices and frameworks.
  • Proven track record in embedding and managing compliance frameworks.
  • Strong understanding of FCA regulations, Lloyd's requirements, and governance processes.
  • Excellent written & verbal communication skills with the ability to build relationships at all levels including senior stakeholders.

Please note this role is 2 days working in their London office.

This is a brilliant role that will give you plenty of autonomy, senior stakeholder exposure and allow you to shape the function accordingly. So, if you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on / r.basra @ finitas.co.uk

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.