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Head of Compliance Contract - Wealth Management

Head of Compliance Contract - Wealth Management

Eames Consulting

Posted 3 days ago, valid for 11 days

London, Greater London EC1R 0WX

£1,000 - £35 per day

Full Time

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Sonic Summary

The position is for a Head of Compliance in Wealth Management, offering a 6-month contract at a rate of £1000 per day (Inside IR35).
The role requires significant experience in wealth management or private banking, particularly in areas such as Consumer Duty, KYC, and AML.
Candidates should have a deep understanding of risk management and compliance regulations relevant to wealth management.
The position involves collaboration with senior stakeholders and providing subject matter expertise across the business.
The work setup is hybrid, requiring 2 days a week in London along with some travel within the UK.

Head of Compliance - Wealth Management (Contract)

Consumer Duty, KYC, AML, Risk Management

6 month contract/ 1000 per day (Inside IR35)

London / Hybrid

A wealth management client of mine is looking for a Head of Compliance (Wealth Management) to work with the Chief Compliance Officer and drive change around key regulations.

For this contract we need an experienced senior manager who has been there and done it in either the wealth management or private banking space with an understanding of:

Consumer Duty
Know your customer (KYC)
Common wealth management regs
Understanding of Risk, Regs and Compliance.
Deep understanding of wealth management
Work with IFAs, Wealth managers and other investment professionals
Experience dealing with senior stakeholders
Being an SME across the business for Investment Compliance

This is a 6 month contract with a hybrid set up required, 2 days a week in London with some other UK travel, rate on offer is up to £1000 per day (Inside IR35) and I'm looking to set up interviews immediately.

If this isa contract that you are interested in please send through an up to date copy of your cv and I will be in touch to discuss.

Eames Consulting is acting as an Employment Business in relation to this vacancy.

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