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This is a unique opportunity to join a Regulation-focused Ops Control function, which acts as the "link team" between Operations and Compliance departments.
The day to day focus is creating best practice Operational Controls in regards to MIFID, EMIR and BMR reporting.
Please reach out if you have a start in the Transaction Reporting space, and are keen for your next step to be "something a bit different"!
REGULATORY CO-ORDINATION ANALYST
Salary: £60,000Location: London
Keywords: Regulatory, Analyst, Coordination, Compliance, Trading Division
Our client is seeking a motivated and enthusiastic Regulatory Co-Ordination Analyst to join their dynamic team. This role offers an exciting opportunity to bridge the gap between the traditional 1st line of defence business operational functions and the 2nd line functions such as Regulation and Compliance. With a competitive salary of £60,000 and based in the vibrant city of London, this position provides a unique chance to contribute to the operation of periodic and ad-hoc tasks, while also offering opportunities for professional growth and development.
* Competitive salary of £60,000* Based in London* Opportunity for professional growth and development
What you'll do:
As a Regulatory Co-Ordination Analyst, your role will be pivotal in ensuring smooth operations within our client's Trading division. You will be responsible for providing ongoing analysis, facilitating effective communication between various functions, and assisting in the operation of periodic tasks. Your proactive approach to problem-solving will be crucial in challenging operational arrangements and suggesting enhancements. Furthermore, you will play a key role in supporting the delivery of objectives within the Trading division, including launching new initiatives and trading products. Your commitment to promoting a strong culture of regulatory compliance will be instrumental in fostering first-line ownership in controls' operation.
* Provide ongoing analysis and mapping of regulatory control frameworks within the Trading division* Assist in the operation of periodic and ad-hoc tasks, providing regular updates on workflow and priorities* Facilitate good communication and information flow by coordinating between different functions* Work with internal audit and compliance teams through their internal monitoring programmes* Provide constructive challenge of operational arrangements and processes* Support delivery of objectives within the Trading division, including launch of new initiatives and trading products* Support oversight arrangements relating to administration of benchmarks* Develop training material for new and existing staff* Promote the Regulatory Coordination team function within the business* Monitor developments in the regulatory environment and assist in implementing changes accordingly
What you bring:
As a Regulatory Co-Ordination Analyst, you bring valuable experience or interest in financial market regulations along with knowledge of working within a UK regulated entity. Your background in compliance or regulation will be highly beneficial, as would any knowledge of BMR and MiFID. Your excellent interpersonal skills will enable you to communicate effectively at all levels, while your proactive approach to problem-solving coupled with your organisational skills will ensure you excel in this role.
* Experience or interest in financial market regulations and FCA rules* Knowledge of working within a UK regulated entity such as a bank, trading venue or broker* Compliance or regulatory background is desirable* Knowledge of BMR and MiFID is advantageous* Experience with regulatory audits or compliance reviews is beneficial* Excellent interpersonal skills with ability to communicate at all levels* Proactive approach to problem solving with excellent organisation skills
What sets this company apart:
Our client is a renowned entity in the financial sector, known for its commitment to excellence and integrity. They offer a supportive and inclusive work environment that fosters collaboration and continuous learning. Their focus on employee development and engagement sets them apart from other organisations, making it an ideal place to grow your career.
What's next:
Ready to take the next step in your career? Don't miss out on this exciting opportunity!
Apply today by clicking on the link. We look forward to receiving your application!
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
