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Regulatory Compliance Advisory AnalystÂ
Location: London (3 days a week in the office)
Are you ready to take your regulatory compliance career to the next level? Join a forward-thinking organisation that values collaboration and fosters a positive compliance culture. This role is perfect for someone with a few years of compliance experience looking to expand their expertise and drive meaningful impact.
Key Responsibilities:
- Provide day-to-day compliance advisory support to the business, acting as the first point of contact for regulatory queries.
- Offer guidance on regulatory requirements and compliance obligations across multiple jurisdictions.
- Establish strong relationships with front office and other departments, ensuring Compliance is seen as an effective second line of defence.
- Play a central role in establishing the Regulatory Compliance Framework, including writing policies and procedures.
- Lead the implementation of changes driven by current and upcoming regulatory requirements.
- Conduct horizon scanning to identify and implement necessary regulatory changes.
- Develop oversight of pricing and execution, record keeping, and surveillance for dealing and sales teams.
- Support the implementation of surveillance technology and staff training initiatives.
Scope of the Role:
- Oversee compliance obligations for the London offices and provide support to European, Canadian, and Singaporean offices.
Your Experience:
- Strong knowledge of FCA regulations, PSR, MiFID II, MAR, EMIR, and similar frameworks.
- Solid understanding of the regulatory environment for FX and payment firms.
- Proven ability to translate regulatory requirements into practical compliance solutions.
This is an exciting chance to grow your career in a supportive environment while contributing to a well-established compliance function.
Interested? Apply today and join a team that champions professional growth and collaboration!
