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- Ensuring the business remains compliant with the appropriate regulators (Lloyd’s, FCA etc.) and addressing any potential breaches
- Heading up the management and implementation of Compliance and Financial Crime Policies
- Assessing and overseeing regulatory, compliance, and conduct risks
- Overseeing compliance with SMCR
- Implementing and improving policies to counter financial crime
- Carrying out training and reporting on conduct rules
- Keeping abreast of regulatory changes
- Presiding over FCA’s Risk Assessment/Thematic visits
- Dealing with KYC, TOBAs, Client Onboarding, and Sanctions screening
- Designing and delivering the Compliance Plan
- Developing and deliver training courses for Boards and Committees
- Managing regulatory engagement and reporting
- Impeccable understanding of the UK regulatory environment, including FCA
- Experienced professional within the Compliance sphere with a comprehensive understanding of Insurance.
- Knowledge of other jurisdictions would be advantageousÂ
- Significant experience in London Market insurance, preferably within Lloyd’s market
- Demonstrable written and verbal communication skills
