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Compliance Officer

D&R Recruitment Limited
Posted a day ago, valid for 16 days
Location

Manchester, Greater Manchester M17 1DJ, England

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Officer position is available at a well-established Bridging Finance Lender in Altrincham, offering a salary between £40,000 and £45,000.
  • The role requires compliance and audit experience within a financial lending environment, along with a strong ability to provide and receive feedback on compliance matters.
  • Key responsibilities include reviewing loan cases, assessing client files for regulatory compliance, and providing guidance to staff and Appointed Representatives.
  • The ideal candidate should possess excellent organizational skills, a keen eye for detail, and the ability to prepare reports and interpret management information.
  • This position is suitable for individuals looking to advance their career in a dynamic company, with a work arrangement of four days in the office and one day from home.

Compliance Officer - Mortgages / Lending

Altrincham

£40,000-£45,000 - 4 Days Office / 1 Day from home.

The Role for Compliance Officer

We are a well-established Bridging Finance Lender, looking to appoint a qualified Compliance officer to their growing team.

This position is key to ensuring that our compliance standards are met and maintained across the business,

If you are ready to take the next step in your career with a dynamic and growing company, we would love to hear from you.

Key Responsibilities for the Compliance Officer:

  • Complete 1-2-1s and observations
  • Complete reviews of the Loan and Bridge Cases, provide feedback on risks, shortfalls or potential fraud for adviser action.
  • Assessment of client files to ensure compliance with regulations and company standards.
  • Provide compliant guidance and support to staff and Appointed Representatives.
  • Monitor AR competence records (CPD) and provide feedback
  • Help with training and providing support to new and existing staff.
  • Review sales promotions & documentation and provide feedback/guidance as required
  • Keep team spreadsheets up to date
  • Support the staff with how to handle customer complaints & the process for escalation to the 2nd Line Compliance Team.
  • Accurately record any findings and corrective activity.
  • Manage general compliance tasks for the company.
  • Embrace company values and promote them effectively.

The Person for the Compliance Officer:

  • Compliance and audit experience within a financial lender,
  • Experience of providing one to one feedback around compliance or receiving one to one feedback around compliance as a mortgage adviser.
  • Excellent organisational skills.
  • Ability to prepare reports, create and interpret MI.
  • Keen eye for detail.
  • Probing, investigative, analytical.
  • Assertive communicator.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.