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Compliance Officer - Financial Planning - home based

MI Search Ltd
Posted 11 hours ago, valid for 13 days
Location

Newcastle Upon Tyne, Northumberland NE19 2BG, England

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • A national accountancy firm is seeking a remote-based compliance officer to join its compliance team.
  • The role involves developing and implementing the compliance regime, conducting assessments and audits, and producing reports.
  • Candidates must have experience as a compliance officer in a financial planning firm and a solid understanding of FCA regulations.
  • This position offers the flexibility to work from home or from one of the firm's regional offices.
  • The basic salary for this role is up to £60,000, along with pension and benefits.

This national accountancy firm with a growing financial planning arm is currently seeking a remote based compliance officer to join its compliance team.

In this role you will undertake a wide range of duties including helping develop and implement the compliance regime, undertake assessments and audits, update and develop policies, assess compliance risks, undertake monitoring, and produce reports.

You must be an experienced compliance officer working within a financial planning firm, and have a good understanding of FCA regulations.

This is a home based role or if you prefer you can work out of one of their regional offices.

Basic salary to £60,000, pension and benefits.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.