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Compliance Executive

Dynamite Recruitment Solutions Ltd
Posted a day ago, valid for a month
Location

Portsmouth, Hampshire PO2 9JY

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Executive position is a 9-month contract based in Portsmouth with a hybrid working model.
  • The role offers a salary of up to £40,000 and requires a full-time commitment of 37.5 hours per week.
  • Candidates should have prior experience in a regulated compliance role, particularly with a solid understanding of FCA regulations including Consumer Duty.
  • The position involves supporting various compliance tasks, advising on regulatory matters, and conducting risk assessments as part of key projects, including the implementation of a new CRM system.
  • Strong communication, organizational, and analytical skills are essential for success in this role.
Compliance ExecutiveRegulatory Compliance ExecutiveThis is a contract for 9 months initiallyLocation: Portsmouth /HybridSalary: Up to £40000Hours: Full time ,37.5 hours per week Dynamite Recruitment is working in partnership with a well-established business in the Portsmouth. Due to various ongoing projects within the business our client is looking for a Compliance specialist to join the team to support with them on a 9-month contract. As a Compliance Specialist you will work closely with a small team and senior compliance specialist to assist with various tasks. As a Compliance Specialist you will support with  
  • Ensuring that’s the business complies with all relevant laws and regulations.
  • Advising the business on regulatory matters in support of the implementation of a new CRM system.
  • Supporting key projects that launch new products.
  • Conducting risk assessments to identify potential compliance risks and vulnerabilities.
  • Supporting the compliance monitoring programme.
 Our client is going through a critical project to implement a new CRM system that will transform the way in which our business is supported. As well as participating in usual regulatory compliance tasks, your role will be integral to the delivery of this, and other key projects.As a Compliance Executive / Specialist you will have the following:
  • Prior experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty.
  • Proven experience of interacting directly and effectively with key business and other internal and external stakeholders.
  • Experience of marketing compliance within a regulated financial industry.
  • Understanding of risk management principles and processes.
  • Excellent communication skills.
  • Strong organisational, research and technical information gathering skills.
  • Demonstrate capability to analyse and document complex business processes.
  • Sound judgement
  • Self-starter.
To be considered please submit your cv asap #evergreen

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.