- Undertaking monitoring & assurance activities
- Advising Channel Heads on control enhancements, actions & solutions
- Collaborate & influence senior leaders on balancing commercial objectives with their regulatory obligations
- Support with FCA regulatory visits and thematic reviews
Back to searchCompliance Manager
Davies Talent Solutions
Posted 5 days ago, valid for 19 days
Swindon, Wiltshire SN1 2ED, England
Full Time
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Sonic Summary
- My client, a growing financial services firm, is seeking a dynamic Compliance professional to provide effective compliance services across the business.
- The role, reporting to the Compliance Director, involves supporting various compliance activities and providing consultancy to key stakeholders.
- Candidates should have experience in a Financial Services business in a 2nd Line role and knowledge of FCA handbooks.
- The position offers excellent exposure to senior leadership and opportunities for career progression within a supportive team.
- The salary for this role is competitive, and the ideal candidate should have at least 3-5 years of relevant experience.
