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Business Quality Officer

Radley Recruitment
Posted 24 days ago, valid for 21 days
Location

Winchester, Hampshire SO23 9PA, England

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

Flexible Spending Account

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Business Quality Officer position offers a salary ranging from £40,000 to £47,000 depending on experience, along with excellent benefits.
  • This role is based primarily from home with occasional office visits in Hampshire.
  • Candidates should possess several years of experience in a regulated financial services environment, particularly in pensions and investments.
  • Essential qualifications include a fully Diploma 4 or progress towards R04 and R02, along with experience in compliance or advisory roles.
  • Key responsibilities include assessing the suitability of advice, maintaining documentation standards, and communicating effectively with supervisors.

Business Quality Officer - Salary c£40,000 - £47,000 DOE plus Excellent Benefits

Based: Home Based + Office Visits

We are searching for a Business Quality Officer to join our market leading Financial Services Client in Hampshire. Our Client an independent wealth management company provide advice to HNW individuals and SME’s. You will be part of the Risk Management & Compliance department, reviewing the suitability and quality of advice given to customers by consultants representing our Client.

Key Responsibilities:

  • Accurately assess the suitability of advice given by consultants via file reviews.
  • Assess the clarity, accuracy and adequacy of Consultant documentation and record keeping
  • Issue clear and accurate feedback confirming required actions to avoid complaints
  • Maintain the technical knowledge necessary to assess the suitability of advice provided by consultants
  • Identify and report potential cases of financial crime
  • Maintain records to the standards necessary to demonstrate Consultant performance
  • Effectively communicate with and deal with queries raised by Supervisors
  • Meet the departmental standards in service standards and productivity

Essential Skills and Experience:

  • Fully Diploma 4 qualified ideally or with R04 and R02 qualified or working towards as a minimum
  • Several years’ experience gained within the Regulated Financial Service environment - specifically across a range of pensions and investments
  • Experience of para-planning and file checking is essential
  • Experience in a compliance / advisory role within an FSA-regulated retail environment is essential
  • Investigating and assessing suitability and quality of advice
  • Dealing with FSA objectives, Principles, advice processes and propositions
  • Data Protection Agency and Financial Crime requirements
  • Personal and Corporate Financial Planning
  • Excellent communication abilities and a good level of numeracy is essential

Are you an experienced File checker / Business Quality officer in a regulated environment? Or an Advisor with some experience of File Checking or Para-planning? This opportunity to join our professional and successful Client could be the perfect move for you. Apply online or contact us for more information.

Radley Recruitment is dedicated to helping you find your next career move, so if you are looking for a new role, submit your CV and we can help you find that perfect job.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

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