Head of Compliance

Head of Compliance (Hybrid)Reporting to: Chief Risk & Compliance Officer

Certified Function Role: Yes

Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company?

Our client is one of the UK’s largest SME lenders who are currently seeking a Head of Compliance to join their successful leadership team. The Head of Compliance, you will play a pivotal role in ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture. You will work with key stakeholders across the business, providing pragmatic commercial advice and best practice.

Key Responsibilities:

• Lead compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to regulatory obligations, including SMCR, Consumer Duty, and FSMA.
• Oversee and monitor the firm’s whistleblowing framework, ensuring protection and confidentiality.
• Identify, monitor, and manage regulatory risks, ensuring all staff are aware of compliance procedures and policies.
• Provide input into product reviews, ensuring compliance with FCA standards and supporting new product development.
• Liaise with regulatory bodies, including the FCA, and manage all necessary reporting.
• Drive a strong compliance culture across the business and ensure staff meet training and competence requirements.

Core Requirements:

• Extensive knowledge of FCA regulations, FSMA, and CCA.
• Proven experience in a senior compliance role.
• Strong communication, negotiation, and leadership skills.
• Ability to manage complex regulatory requirements and guide business operations effectively.

If you are a seasoned compliance leader looking to make a significant impact, apply today!