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Financial Planning Compliance Officer

Capio Recruitment Financial Planning
Posted 20 days ago, valid for 7 days
Location

Chippenham, Wiltshire SN14 6LJ, England

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The position of Financial Planning Compliance Officer is available at a bespoke Independent Financial Advisory firm near Chippenham.
  • The salary for this role ranges from £30,000 to £45,000, depending on experience.
  • Candidates should have experience within a financial planning firm, with proficiency in Intelliflo and data analysis tools like SQL and Excel.
  • The role involves analyzing financial data, generating compliance reports, and collaborating with financial advisors to meet data needs.
  • This hybrid position offers opportunities for professional growth while working partly in the office and partly from home.

Job Title: Financial Planning Compliance Officer

Location: Chippenham

Salary: £30,000 - £45,000

A bespoke Independent Financial Advisory firm near Chippenham are looking to add to their back office team with the addition of a data analyst. They are a smaller firm that are continuing to grow and that are committed to delivering tailored financial advice and services to all their clientele.

They are ideally looking for a skilled Data Analyst to enhance their data-driven decision-making, focusing around delivering on compliance.

Job Overview:

This role could be tailored for the right individual but would have a focus around using Intelliflo in order to gather information/data and produce compliance information to ensure the firm delivers on their regulatory commitments.

Compliance experience is not necessary but a strong understanding of Intelliflo and some expedience in a financial planning firm would be ideal. This role would ideally suit someone who enjoys working within a data-driven role, is strong with Microsoft excel and enjoys working within a financial services environment.

You will analyze financial data, generate reports, and provide insights to support advisory services and ensure regulatory compliance. Proficiency in Intelliflo is essential.

Key Responsibilities:

  • Analyze financial data from Intelliflo and other sources with a compliance focus.
  • Develop dashboards and reports to track compliance KPIs.
  • Collaborate with financial advisors and compliance officers to meet data needs.
  • Conduct market research and assist in risk assessment.
  • Ensure data integrity and compliance through regular audits.

Qualifications:

  • Experience within a financial planning firm
  • Proficient in Intelliflo and data analysis tools (e.g., SQL, Excel).
  • Strong understanding of financial concepts and regulatory frameworks.
  • Excellent analytical, communication, and problem-solving skills.

What We Offer:

  • Competitive salary and benefits.
  • Opportunities for professional growth.
  • Hybrid position - Partly office based and partly home working

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.