- Review and maintain various company logs (Contract Certainty, Breaches, E&O etc)
- Maintain the regulatory reporting timetable
- Carry out the on-boarding process for agents, insurers and third parties
- Maintain the Companies Sanction Screening platform and associated processes
- Work with the Compliance team to update and maintain the annual Compliance Plan
- Work with the Compliance team to continue to enhance the existing risk management framework
- Assist with horizon scanning for the business across all applicable regulatory and governing bodies
- Co-ordinate internal audit and external audits across the businessÂ
- Compile reports from various sources for inclusion in management information packs when required
- Assist with the quarterly RMAR returns
Back to searchCompliance Analyst
Arthur
Posted a day ago, valid for 15 days
London, Greater London EC2V7NQ, England
£60,000 - £72,000 per annum
Full Time
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Sonic Summary
- An independent Lloyd's Insurance Broker is seeking a new member for their Compliance function, which is known for its supportive environment.
- The role involves reviewing company logs, maintaining regulatory reporting timetables, and managing the onboarding process for agents and third parties.
- Candidates should ideally have an understanding of Lloyd's and FCA principles, although those new to Compliance in the London Insurance Market are also welcome to apply.
- The position requires collaboration with the Compliance team to update the Compliance Plan and enhance the risk management framework.
- The salary for this position is competitive, and candidates should ideally have at least 1 year of relevant experience.
