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Compliance Manager - Asset & Wealth

Eames Consulting
Posted 13 hours ago, valid for 15 days
Location

London, Greater London EC1R 0WX

Salary

£45,000 - £54,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • An investment manager in London's West End is seeking a Compliance Manager to assist the Compliance Director.
  • The role is generalist and includes responsibilities such as horizon scanning, deputising, and handling regulatory projects.
  • Candidates should have a minimum of 6 years of experience in a buyside compliance role, preferably within an asset or wealth management setting.
  • Strong regulatory exposure and an undergraduate degree are preferred, along with self-awareness and accountability.
  • Eames Consulting is acting as an Employment Agency for this position, which offers a competitive salary.

An investment manager based in London's West End are looking for a Compliance Manager to support the compliance Director. The role will be generalist in nature and cover a range of activities;

Key Activities/Responsibilities;

  • Horizon scanning
  • Deputising where appropriate
  • Adhoc advisory queries
  • Ensuring maintenance of policies and procedures
  • Regulatory project lead

Key skills;

  • Minimum 6 years in a buyside compliance role - Experience in an asset manager or wealth manager preferred
  • Strong regulatory exposure is key
  • Undergraduate preferred
  • Self-awareness and accountability will be key skills in this role
  • Able to present to senior management.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.