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The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.
Client Details
Our client are a leading energy trading company based in North Yorkshire
Description
The Compliance Surveillance Analyst who will be based in North Yorkshire will be responsible for:
- Identify and lead changes to the surveillance process, automated alerting to drive effectiveness and efficiencies.
* Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework
* Support the Wholesale Compliance team to deliver physical and financial regulatory compliance across the group
* Perform all associated BAU activities with wholesale energy market (REMIT, licences, industry codes) and financial market (EMIR, MAR, MiFID II, FSMA/RAO) regulations
* Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management
* Conduct independent monitoring, reviews and investigations into compliance matters as required
* Support 2LOD assurance activities across business functions, implementing and supporting mitigation strategies whilst providing support on 1LOD and 3LOD activities.
Profile
The Compliance Surveillance Analyst should have the following skills:
- A strong academic record in a numerical / business discipline (demonstrated across at least secondary education), or demonstrable relevant experience
- Basic understanding or interest in wholesale physical and financial markets
- Basic knowledge of Wholesale Markets its regulatory framework including REMIT, MAR, (MiFID II, EMIR, TCLC, IOLC, S&P, FSMA and RAO, or transferable skills gained through prior work experience.)
- Prior experience working with commercial teams (including 24 hr trading functions), building trust, confidence and respect whilst challenging the status quo
- Experience participating in projects that involve complex data and influencing the operational culture of a business
Job Offer
Salary of 40,000-50,000
Attractive benefits package
Hybrid working
