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Job Title: Financial Planning Compliance Officer
Location: Chippenham
Salary: £30,000 - £45,000
A bespoke Independent Financial Advisory firm near Chippenham are looking to add to their back office team with the addition of a data analyst. They are a smaller firm that are continuing to grow and that are committed to delivering tailored financial advice and services to all their clientele.
They are ideally looking for a skilled Data Analyst to enhance their data-driven decision-making, focusing around delivering on compliance.
Job Overview:
This role could be tailored for the right individual but would have a focus around using Intelliflo in order to gather information/data and produce compliance information to ensure the firm delivers on their regulatory commitments.
Compliance experience is not necessary but a strong understanding of Intelliflo and some expedience in a financial planning firm would be ideal. This role would ideally suit someone who enjoys working within a data-driven role, is strong with Microsoft excel and enjoys working within a financial services environment.
You will analyze financial data, generate reports, and provide insights to support advisory services and ensure regulatory compliance. Proficiency in Intelliflo is essential.
Key Responsibilities:
- Analyze financial data from Intelliflo and other sources with a compliance focus.
- Develop dashboards and reports to track compliance KPIs.
- Collaborate with financial advisors and compliance officers to meet data needs.
- Conduct market research and assist in risk assessment.
- Ensure data integrity and compliance through regular audits.
Qualifications:
- Experience within a financial planning firm
- Proficient in Intelliflo and data analysis tools (e.g., SQL, Excel).
- Strong understanding of financial concepts and regulatory frameworks.
- Excellent analytical, communication, and problem-solving skills.
What We Offer:
- Competitive salary and benefits.
- Opportunities for professional growth.
- Hybrid position - Partly office based and partly home working
