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Vice President (Swap Dealer, Compliance, MiFID)London - HybridPay Rate - £750 per day inside IR35
Are you a Leader looking to directly contribute to the success of an exciting business where you will be given the autonomy and responsibility to manage the complete project lifecycle giving you a platform for complete creatively?This is an exciting opportunity with a company who plays by different rules and is a global leader in wealth management and investment management.
This is the opportunity to join an inclusive and collaborative business within Wealth and investment management, giving you exposure to varied clients and unique projects.In this role you will undertake Swap Dealer registration and compliance, particularly CFTC and SEC requirements.
This role would suit a VP or Swap Dealer looking to have the freedom to be creative and directly contribute to the continued success of a company working on exciting projects, where no two days are the same.
THE ROLE:
- Swap Dealer registration and compliance expertise, particularly CFTC and SEC requirements.
THE PERSON:
- Vice President or Swap Dealer
- Willing to travel to London 2 days a week
- Experience of Swap Dealer registration and compliance expertise, particularly CFTC and SEC requirements.
- Expertise in front-to-back Market reforms e.g. MiFID, particularly focused on Front Office compliance and supervision requirements.
Key words: TTR, Op Res/DORA, Operational Resilience, Vice President, Swap Dealer, London, Hybrid jobsReference:If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.Ernest Gordon Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&C's, Privacy Policy and Disclaimers which can be found at our website.
